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ACCOUNT OPENING (TRADING & DEMAT)

1 INDIVIDUAL ACCOUNT OPENING FORM
2 NON-INDIVIDUAL ACCOUNT OPENING FORM
3 CKYC INDIVIDUAL FORM
4 RUNNING ACCOUNT AUTHORIZATION (VOLUNTARY)
5 FATCA DECLERATION - INDIVIDUAL
6 FATCA DECLERATION - NON-INDIVIDUAL
7 DDPI (ERSTWHILE POA) W.E.F 01 NOVEMBER 2022
8 SLBM AGREEMENT
9 DOCUMENTS REQUIREMENT DETAILS TO OPEN ACCOUNT (ALL TYPES OF HOLDERS)
10 ACCOUNT OPENING USER GUIDE PDF

MODIFICATION RELATED DOCUMENTS

1 SEGMENT ACTIVATION FORM
2 ACCOUNT CLOSURE FORM
3 DIS SLIP BOOK REQUEST FORM
4 CHANGE OF NOMINEE FORM
5 ADDITION/DELETION/MODIFICATION OF DETAILS OF BENEFICIAL OWNER
6 DORMANT ACCOUNT ACTIVATION FORM
7 MAPPING OF SAME EMAIL & MOBILE - WITHIN A FAMILY

POLICIES & PROCEDURES

1 RISK MANAGEMENT POLICY
2 DO's & DON'Ts FOR TRADING ON EXCHANGE - FOR INVESTOR
3 DORMANT ACCOUNT POLICY
4 PMLA POLICY
5 RIGHTS & OBLIGATION OF BROKER & BENEFICIAL OWNER
6 SURVELLIANCE POLICY
7 INVESTOR GREVIANCE REDRESSAL POLICY
8 CYBER SECURITY POLICY
9 INVESTOR CHARTER - STOCK BROKING
10 INVESTOR CHARTER - DEPOSITORY
11 BANK DETAILS
12 KYC DOCUMENTS IN VERNACULAR LANGUAGES
13 ADVISORY FOR INVESTORS
14 MTF-FAQ

Investor Complain Data as on 30-04-2024

Sr. Received From Carried forward from previous month Received during the month Total Pending Resolved Pending for less than 3 months Pending for more than 3 months Average Resolution time (in days) (working days)
1 Directly from Investors Nil Nil Nil Nil Nil Nil Nil
2 SEBI (SCORE S) Nil Nil Nil Nil Nil Nil Nil
3 Stock Exchanges Nil Nil Nil Nil Nil Nil Nil
4 Other Sources (If any) Nil Nil Nil Nil Nil Nil Nil
  Grand Total Nil Nil Nil Nil Nil Nil Nil

Monthly Trend for FY 2024-25

SN Month Carried forward from previous Month Received Resolved
1 Apr-24 Nil Nil Nil
  Grand Total Nil Nil Nil

Yearly Trend for last five Financial Years

SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
1 2019 - 20 Nil Nil Nil Nil
2 2020 - 21 Nil Nil Nil Nil
3 2021 - 22 Nil Nil Nil Nil
4 2022 - 23 Nil Nil Nil Nil
5 2023 - 24 Nil 1 1 Nil
  Grand Total Nil 1 1 Nil

Contact us


Corporate & Registered office
403-B, Dalamal Chambers,
29, New Marine Lines,
Churchgate, Mumbai - 400020



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ATTENTION INVESTORS:

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention investors: 1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020. 2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge. 3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

"Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others.

Mutual Funds Disclaimer: Mutual Fund investment are subject to market risk. Read all the scheme related documents carefully before investing.

Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing. Please refer the Risk Disclosure Document issued by SEBI and go through the Rights and Obligations and Do’s and Dont’s issued by Stock Exchanges and Depositories before trading on the Stock Exchanges. Before investing in any asset class consider your investment objectives, level of experience and risk appetite carefully.

  • CIN Number : U65999MH1992PTC069208
  • Broking SEBI Registration Number : INZ000250337
  • Depository SEBI Registration Number : IN-DP-CDSL-228-2004
  • CDSL DP ID : 12032400
  • Finance Monitor (India) Pvt Ltd. Mutual Fund ARN - 12809
  • BSE Membership Number : 3149
  • NSE Membership Number : 07129

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